John R.F. Nichols
Head of Compliance & Risk
John R.F. Nichols is an experienced U.S.-based financial professional with a long history in brokerage and investment services. He worked with Morgan Stanley and its affiliates in Albuquerque, New Mexico, from 1993 to 2016, holding licenses such as Series 7, Series 31, and the Securities Industry Essentials exam. Beyond traditional brokerage, Nichols has been involved in business ventures including 5 Cent Production LLC and property rental in New Mexico. He has also served as Chairman of the Board for A New Day. His career reflects decades of experience in securities, investment management, and entrepreneurial pursuits, making him a credible figure in the financial and business sectors.
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